1. Introduction
As part of its social responsibility, Ipsos is committed to international compliance with data
protection laws, regulation and rules. This privacy & data protection policy (“Policy” or “Data
Protection Policy”) applies worldwide to the Ipsos Group and is based on globally accepted
basic principles on data protection. This Policy adopts the fundamental principles of the EU’s
General Data Protection Regulation (“GDPR”) as the minimum standard to which Ipsos Group,
its employees and suppliers must adhere. Although this should go without saying, it does not
make the GDPR itself applicable to Ipsos Group globally.
Ipsos depends on the collection and analysis of information about identifiable living individuals
(“Data Subjects”) to carry out its market research and associated business. Maintaining
respondents’ and the public’s confidence requires that respondents do not suffer direct adverse
consequences, risk or harm as a result of providing Ipsos with their information or their
Personal Data (for a definition and explanation of this term and other capitalised terms, please
see the Glossary at the end of this document) being processed for Ipsos’s business purposes.
The information may be obtained from any kind of individual or organisation.
To conduct its business, Ipsos also needs to collect and process certain types of information,
including Personal Data, about people with whom Ipsos deals. These include current, past and
prospective employees, suppliers, clients and others with whom it might communicate. In
addition, Ipsos may occasionally be required by law to process certain types of Personal Data
to comply with certain legal requirements.
This Policy describes the minimum standards of how Personal Data must be processed,
collected, handled and stored to meet Ipsos’s data protection standards.
Data Users are obliged to comply with this Policy when processing Personal Data on Ipsos’s
behalf. Any breach of this Policy may result in disciplinary action, up to and including dismissal
from Ipsos
2. Scope
The Policy is applicable globally to all Ipsos companies, regardless of where they are based.
Within Ipsos, this Policy will form the minimum standard to which all Ipsos companies,
employees and suppliers must adhere, regardless of whether GDPR directly applies to any
specific activity or territory.
Everyone who works for Ipsos has some responsibility for ensuring Personal Data are
collected, stored and handled appropriately.
It is everyone’s responsibility that Personal Data are handled and processed in line with this
Policy and its data protection principles.
Ipsos also expects that its suppliers/vendors comply with the principles as set out herein.
3. Application of National Laws and Codes of Conduct
This Data Protection Policy adopts the internationally accepted privacy principles as enhanced
by the GDPR. It is subsidiary to and supplements any applicable national legislation. The
relevant national laws will take precedence if there is a conflict with this Policy or it has stricter
requirements than this Policy. Any registration, notification or reporting requirement for data
processing under national laws must be observed. The contents of this Policy must also be observed in the absence of corresponding national legislation or where national legislation has
a lower standard.
Each company of the Ipsos Group is responsible for compliance with this Data Protection
Policy and applicable legal obligations. If there is reason to believe that legal obligations
contradict the duties under this Data Protection Policy, the relevant Company must inform the
country DPO and the Global Chief Privacy Officer. In the event of conflict between national
legislation and the Data Protection Policy, Ipsos will work with the relevant company to find a
practical solution that meets the requirements and satisfied the purposes of this Policy as well
as applicable legislation.
In addition to this Policy, for its market research business Ipsos adheres to the requirements
of the ICC/Esomar International Code on Market, Opinion and Social Research and Data
Analytics, which can be found
here.
4. Subtitulo
All Personal Data must be dealt with properly, irrespective of how they are collected, recorded
and processed - whether on paper, in a computer file, database, or recorded on other material - and there are generally accepted principles to safeguard this, as set out in the OECD
Guidelines on the
Protection of Privacy and Transborder Flows of Personal Data, as well as
relevant safeguards in various statutes across the world, including the GDPR.
Ipsos regards the lawful and correct treatment of Personal Data and maintaining the
confidence of those with whom it deals in Ipsos’s appropriate dealing with Personal Data as a
vital component of its business operations and is committed to act ethically and responsibly in
respect of these Personal Data and always to provide a high degree of confidentiality and security.
To demonstrate these commitments, Ipsos adheres to the principles relating to the processing
of Personal Data found in the GDPR which are themselves an embodiment of the OECD
principles. Ipsos respects the following principles, which are explained in more detail later,
concerning Personal Data. Personal Data will be:
- Processed fairly and lawfully.
- Processed for limited purposes and in an appropriate way.
- Adequate, relevant and not excessive for the purpose.
- Accurate.
- Not kept longer than necessary for the purpose.
- Processed in line with Data Subjects' rights.
- Secure.
- Not transferred to people or organisations situated in other countries without adequate protection.
4.1. Lawfulness, Fairness and Transparency
Personal Data must be processed and collected lawfully, fairly and in a transparent manner in
relation to the Data Subject. Furthermore, Data Subjects must be informed of how his/her data
are being handled, usually in the form of a privacy policy or terms and conditions. In general,
Personal Data must be collected directly from the individual concerned. Where this is not the
case the legal basis on which the processing is nevertheless justified must be documented.
The relevant DPO has to be consulted on whether a Data Protection Impact Assessment
(DPIA) must be conducted (see also the separate guidance on DPIAs that can be found on the
intranet).
4.2. Purpose Limitation
Personal Data must only be collected for specified, explicit and legitimate purposes and not
further processed in a manner that is incompatible with those purposes. Subsequent changes
to the purpose are only allowed to a limited extent and require substantiation and validation.
The relevant DPO has to be consulted on whether a DPIA must be conducted (see also the
separate guidance on DPIAs that can be found on the intranet).
4.3. Data Minimisation
Personal Data must be adequate, relevant and limited what is necessary in relation for the
purpose for which they are processed. It must be determined whether and to what extent the
collection and processing of Personal Data is necessary to achieve the purpose for which the
processing is undertaken. Where the purpose allows and where the expense involved is in
proportion to the risks to Data Subjects, anonymized data must be used instead of Personal
Data.
4.4. Accuracy
Personal Data must be accurate and, where necessary, kept up to date; every reasonable step
must be taken to ensure that Personal Data that are inaccurate, having regard for the purpose
for which they are processed, are erased or rectified without delay.
4.5. Storage Limitation
Personal Data must not be retained in a form which permits identification of Data Subjects for
longer than is necessary for the purpose for which the Personal Data are processed. Ipsos will
not keep Personal Data longer than is necessary for the purpose or purposes for which they
were collected. Ipsos will take all reasonable steps to destroy, or erase from its systems, all
Personal Data which are no longer required. This does not apply to anonymised data.
Whilst Ipsos Group has introduced policies in line with ISO 20252 about the maximum retention
periods for Personal Data, it is also Ipsos’s policy to reduce such retention periods whenever
possible, either by deleting or anonymising the relevant Personal Data.
4.6. Integrity and Confidentiality
Personal Data must be processed in a manner that ensures appropriate security of the
Personal Data from being revealed, disseminated, accessed or manipulated. Therefore, where
methodologically possible and the expense is not disproportionate to the Data Subject’s risks,
Personal Data must be pseudonymised as soon as possible and be used for no other further
processing – REMINDER: pseudonymised data remain and are Personal Data!
Once the purpose of the processing has been achieved, usually once quality control has been
completed, the Personal Data must be anonymised.
4.7. Restriction on Transfers
Personal Data must not be transferred to other countries (even to other Ipsos companies in
other countries) that do not offer an adequate level of protection. Ipsos has introduced various
measures to adduce such adequate level of protection on a general basis (see also paragraph
6 for more detail), however, various countries may have stricter, further and/or different
requirements that must be adhered to.
4.8. General Measures and Considerations
5. Legal Grounds for Data Processing
Ipsos will be collecting, processing and using Personal Data only under the following legal
bases, always provided that such legal basis exists under applicable national law. One of these
legal bases is also required if the purpose of collecting, processing and using the Personal
Data is to be changed from the original purpose, unless there is clear compatibility between
the original purpose and the new purpose. See also paragraph 4.2 and any potential additional
compliance requirements.
5.1. Respondent Data
Respondents are the most common Data Subjects in Ipsos’s business. Consequently, the
correct treatment of their Personal Data is at the heart of Ipsos’s business.
5.1.1 Consent to Data Processing
Personal Data can be processed following consent by the Data Subject. Before giving consent,
the Data Subject must be informed in accordance with the transparency principle as set out
under paragraph 4.1. The declaration of consent must be obtained in writing or electronically
for the purposes of documentation. In some circumstances, such as telephone surveys,
consent can be given verbally. In all cases, the granting of consent must be documented.
Any consent will only be valid if it constitutes a freely given, specific, informed and
unambiguous indication of the Data Subject’s wishes by which it gives a statement, by a clear
affirmative action signifying agreement to the processing of the Personal Data relating to
him/her. For guidance in respect of consent, please see the intranet.
5.1.2 Data Processing for a Contractual Relationship
Apart from consent, Personal Data may be processed where this is necessary in the context
of a contract with such Data Subjects to fulfil the contracts relevant obligations and rights. This
applies also where such processing in necessary in order to establish or terminate a contract.
This applies in particular to respondents (including mystery shoppers) in the sign up to the
Ipsos panels.
Some countries see the entering into a contract as a form of consent.
5.1.3 Data Processing Pursuant to Legal Authorisation
The processing of Personal Data is also permitted if legislation requests, requires or allows
this. The type and extent of data processing must be necessary for the legally authorised data
processing activity and must comply with the relevant legal provisions.
5.1.4 Data Processing Pursuant to Legitimate Interest
Personal Data may also be processed, if it is necessary for the legitimate interests of the Ipsos
Group and where national legislation provides for this basis (e.g. GDPR Article 6(1)(f)). The
legal basis of legitimate interest for processing is not recognised in every country, and relevant
national legislation will take precedence. Generally, Personal Data of children may not be
processed based on legitimate interest and it does not apply to special categories of Personal
Data!
In any event, Personal Data may not be processed on the basis of a legitimate interest if, in
the individual case, there is evidence that the interests of the Data Subject merit protection and
that this protection takes precedence. Before Personal Data are processed on the legitimate interest basis, it is necessary to undertake a legitimate interest assessment (in the form of a
DPIA with a particular focus on the legitimate interest).
5.1.5 Processing of Special Categories of Personal Data
Special categories of Personal Data can be processed only if the law requires this or the Data
Subject has given his/her explicit consent. For guidance in respect of consent and particularly
‘explicit consent’, please see the intranet. Special categories of Personal Data can also be
processed if this is mandatory for asserting, exercising or defending legal claims. Within the
European Economic Area (EEA), special categories of Personal Data may also be processed
for scientific and historical research and for statistical purposes (Article 9(2)(j) GDPR), subject
to appropriate additional measures. Before relying on this provisions, a DPIA must be
conducted (see also the separate guidance on DPIAs that can be found on the intranet).
5.1.6 User Data and Internet
If Personal Data are collected, processed and used on websites or in apps, the Data Subject
must be informed of this in a privacy statement including, if applicable, information about
cookies or similar technical measures. The privacy statement and any cookie information must
be integrated so that it is easily identified, directly accessible, easily understandable and
consistently available by and for the Data Subject.
If use profiles (tracking) are created to evaluate the use of websites and apps, the Data
Subjects must always be informed accordingly in the privacy statement. Tracking of Data
Subjects online may only be effected, if it is permitted under national law or upon consent of
the Data Subjects. Even if tracking uses a pseudonym for the Data Subject, is conducted
using cookies, beacons, tags, pixels or any other tracking technique, as a minimum the Data
Subject should be given the chance to opt out in the privacy statement. Special care needs to
be taken within the EEA to adhere to the ePrivacy Directive and in due course the ePrivacy
Regulation.
If websites or apps can access Personal Data in an area restricted to registered
users/respondents, the identification and authentication of the Data Subject must offer
sufficient protection during access.
As part of Ipsos’s commitment to adhere to the Esomar Code, the rules and requirements set
out in Esomar’s other
guidelines like
Online Research Guideline and
Guideline on Research
and Data Analytics with Children, Young People, and Other Vulnerable Individualsalso apply
to Ipsos as part of this Policy. Also to be considered is the additional guidance published by
Esomar as part of its web-based complaints process at
www.trustinresearch.org.
5.4. Marketing Contacts
Generally, marketing contacts are no different than respondents in respect of the privacy
protections accorded to them. Their contact details constitute Personal Data, even if they are
business related. Only if the contact details are truly generic like “
[email protected]”, will
they not fall under this Policy.
Marketing communications are often subject to specific legal requirements, particularly if they
are sent electronically or made by phone.
It has to be assumed, that marketing contacts have not requested the marketing materials. In
other words, the recipients have not requested to receive marketing communications from
Ipsos. To proceed legally, the conditions concerning legal basis, in particular, consent
requirements set out in paragraph 1 apply here as well.
Exceptionally a 'soft opt-in' can be applied, if the below conditions are met:
- where the Data Subject’s details were obtained in the course of a sale or negotiations for a sale of Ipsos services;
- where the messages are only marketing similar services;
- where the person is given a simple opportunity to refuse marketing when their details are collected; and
- at the time of the first marketing communication the right to object is brought to the explicit attention, present clearly and separate from other information, and they are given a simple way to do so in all future messages
6. Transmission of Personal Data
Transmission of Personal Data to recipients outside or inside the Ipsos Group is subject to the
authorisation requirements for processing Personal Data under paragraph 4.7 Restriction on
Transfers. The data recipient (be this another Ipsos company or any supplier) must be required
to use the data only for the defined purposes. For external transfers to suppliers, the
requirements of this paragraph and those of paragraph 7 Outsourced/Third Party Data
Processing apply cumulative.
If Personal Data are transmitted to a recipient outside the Ipsos Group, this recipient must
agree in writing to maintain a data protection level equivalent to this Data Protection Policy or
as required under applicable law. For example, the GDPR stipulates various requirements that
must be complied with, before any transfer may occur. This does not apply if transmission is
based on a legal obligation. A legal obligation of this kind can be based on the laws of the
domiciliary country of the Ipsos Group company transmitting the data. In the alternative, the
laws of the domiciliary country of the Ipsos Group company may acknowledge the purpose of
data transmission based on the legal obligations of a third country.
Where Personal Data are transmitted by a third party (like a sample supplier) to an Ipsos Group
company, it must be ensured that the Personal Data can be used for the intended purpose.
If Personal Data are transferred from an Ipsos Group company with its registered office in one
country to an Ipsos Group company with its registered office in another country, the company
importing the data is obligated to cooperate with the enquiries made by the relevant supervisory authority in the country in which the party exporting the data has its registered
office and to comply with any observations made by the supervisory authority with regard to
the processing of the transmitted data.
If a Data Subject claims that this Data Protection Policy has been breached by an Ipsos Group
company located in another country that is importing the data, the Ipsos Group company that
is exporting the Personal Data undertakes to support the Data Subject concerned, in
establishing the facts of the matter and also asserting his/her rights in accordance with this
Data Protection Policy against the Ipsos Group company importing the data. In addition, the
Data Subject is also entitled to assert his or her rights against the Ipsos Group company
exporting the data. In the event of claims of a violation, it is the exporting company’s obligation
to demonstrate to the Data Subjects that the company importing the Personal Data did not
violate this Data Protection Policy.
Each Ipsos Group company transmitting Personal Data to an Ipsos Group company located in
another country, shall remain liable for any violations of this Data Protection Policy committed
by the Ipsos Group company that received the Personal Data, as if the violation had been
committed by the Ipsos Group company transmitting the Personal Data.
Any transfer of Personal Data within the Ipsos Group shall only be made after a relevant entry
into JobBook for the project or services under which the transfer occurs has been made. Such
entry will create a contract under the Ipsos Intragroup Master Services Agreement and
automatically makes the respective EU Model Clauses applicable to such transfer.
7. Outsourced/Third Party Data Processing
In many cases Ipsos is using external suppliers/providers to process Personal Data. In these
cases, an agreement on data processing on behalf of Ipsos must be concluded with such
provider/supplier. This can be done either by way of including appropriate provisions in the
agreement governing the overall relationship with the provider/supplier or in a separate and
specific document. In respect of processing on behalf of Ipsos, the provider/supplier may only
process the Personal Data as per the written instructions from Ipsos. When instructing a
provider/supplier, the following requirements must be complied with:
-
Where the Personal Data in question fall under paragraph 5.2 (client data), any relevant client
requirements need to be passed down to the provider/supplier.
-
The provider/supplier must be chosen based on its ability to cover the required technical and
organisational protective measures and in line with Ipsos supplier approval process.
-
The provider/supplier must not subcontract the processing further without Ipsos’s prior written consent.
-
The instructions must be in writing by way of an appropriate contract. The instructions on data
processing and the responsibilities of Ipsos and provider/supplier must be documented.
-
Before the data processing begins, Ipsos must be confident that the provider/supplier will
comply with its duties. A provider/supplier can document its compliance with data security
requirements in particular by presenting suitable certification(s). Depending on the risks of the
data processing, the reviews must be repeated on a regular basis during the term of the contract.
Ipsos should retain the right to audit the provider’s/supplier’s compliance.
-
In the event of cross-border contract data processing, the relevant national requirements for
transferring Personal Data abroad must be met. In particular, the Personal Data from the
European Economic Area can be processed in a third country only, if the provider/supplier can
prove that it has a data protection standard equivalent to the GDPR and this Data Protection
Policy. Suitable tools can be:
-
an agreement based on EU standard contract clauses for contract data processing in
third countries with the provider. Similar agreements will be required for any
subcontractor of the provider/supplier.
-
Participation of the provider/supplier in a certification system accredited by the EU for
the provision of a sufficient data protection level.
8. Rights of the Data Subject
Every Data Subject has the rights set out in this Section, whether they are provided for under
applicable legislation or not. This obviously does not affect any further or extensive rights Data
Subject might enjoy under national legislation, including GDPR. Their request pursuant to
these rights are is to be handled immediately by the relevant Ipsos company and may not result
in any disadvantage to the Data Subject. Where the relevant Personal Data are being
processed by Ipsos under paragraph 5.2 Personal Data Provided by Clients, the relevant client
contract must be consulted in respect of any process to be followed and the client has to be
informed about such request immediately.
-
Right of access:
- The Data Subjects may request information on which Personal Data relating to him/her have been stored, how the data were collected and for what purpose.
- If Personal Data are transmitted to 3rd parties, information must be given about the identity of the recipient or the categories of recipients, including other Ipsos companies.
-
Right to rectification: If Personal Data are incorrect or incomplete, the Data Subject can
demand that they are corrected or supplemented.
-
Right to withdraw consent: Where the Personal Data are processed on the basis of consent
(see also the separate guidance on Consent), the Data Subject can object to the processing at
any time. These Personal Data must be blocked from the processing that has been objected to.
-
Right to erasure. The Data Subject may request his or her data to be deleted if the processing
of such data has no legal basis, or if the legal basis has ceased to apply. The same applies if
the purpose behind the data processing has lapsed or ceased to be applicable for other reasons.
Existing retention periods and conflicting interests meriting protection must be observed.
-
Right to object: The Data Subject generally has a right to object to his/her data being processed
the interests of the data controller owing to the particular personal situation. This does not apply,
if a legal provision requires that the Personal Data are to be processed.
-
Right to data portability. The Data Subject has the right to request that the Personal Data held
by Ipsos are provided by him/her and be made available to such Data Subject in an easily
readable format, like a Word or Excel document.
9. Confidentiality of Processing
Personal Data are subject to data secrecy. Any unauthorised collection, processing, or use of
such data by employees is prohibited. Any data processing undertaken by an employee that
he/she has not been authorised to carry out as part of his/her legitimate duties is un-authorised.
The “need-to-know” principle applies. Employees may have access to Personal Data only as
is appropriate for the type and scope of the task in question. This requires a careful breakdown
and separation, as well as in limitation, of roles and responsibilities, with corresponding access
rights. Furthermore, the requirements of the Information Management Policy apply.
Employees are forbidden to use Personal Data for their own private or commercial purposes,
to disclose them to unauthorised persons, or to make them available in any other way.
Supervisors must inform the employees at the start of the employment relationship about the
obligation to maintain data secrecy. This obligation shall remain in force even after employment
has ended. The employment agreements with Ipsos staff must contain appropriate
confidentiality obligations.
10. Privacy by Design and Default
Ipsos will use a Privacy by Design and Default approach in all its work, but in particular when:
- building new IT systems for storing or accessing Personal Data;
- developing new applications or research approaches;
- embarking on a data sharing initiative; or
- using Personal Data for different purpose(s) than for which they had been collected.
Privacy by design is an approach to projects that promotes privacy and data protection
compliance from the start. It is a key consideration in the early stages of any project, and then
throughout its lifecycle.
Taking a privacy by design approach is an essential tool in minimising privacy risks and
building trust and will designing projects, processes, products or systems with privacy in mind
from the outset
In respect of the examples given above, the required tool for compliance is conducting a
DPIA in accordance with the further guidance that can be found on the intranet.
11. Data Protection Impact Assessment
Before conducting any of the processing activities described below, a DPIA will have to be
completed in accordance with the further guidance that can be found on the intranet. This is
in addition to the other instances already referred to in this Policy as Ipsos business is based
on large scale processing of Personal Data.
| Type of processing operation(s) |
Description |
| Innovative technology |
Processing involving the use of new technologies, or the novel application of
existing technologies (including AI).
Any intended processing operation(s) involving innovative use of technologies
(or applying new technological and/or organisational solutions).
|
| Denial of service |
Decisions about an individual’s access to a product, service, opportunity or
benefit which are based to any extent on automated decision-making
(including profiling) or involves the processing of special- category data.
|
| Large-scale profiling |
Any profiling of individuals on a large scale |
| Biometric data |
Any processing of biometric data for the purpose of uniquely identifying an
individual.
Any intended processing operation(s) involving biometric data for the purpose
of uniquely identifying an individual
|
| Genetic data |
Any intended processing operation(s) involving genetic data. |
| Data (base) matching |
Combining, comparing or matching Personal Data obtained from more than one source. |
| Invisible processing |
Processing of Personal Data that have not been obtained directly from the
Data Subject in circumstances where the controller considers that complying
with the transparency principle (see paragraph 4.1) would prove impossible or
involve disproportionate effort.
Any intended processing operation(s) where the controller considers that
complying with the transparency principle (see paragraph 4.1) would prove
impossible or involve disproportionate effort.
|
| Tracking |
Processing which involves tracking an individual’s geolocation or behaviour,
Tracking
including but not limited to the online environment.
Any intended processing operation involving geolocation data.
|
| Risk of physical harm |
Where the processing is of such a nature that a Personal Data breach could jeopardise the health or safety of individuals. |
12. Processing Security
Personal Data must be safeguarded from unauthorised access or disclosure (whether caused
internally or externally), unlawful processing as well as accidental loss, modification or
destruction. This applies regardless of whether the data is processed electronically or in paper
form. Apart from securing existing Personal Data in line with Ipsos’s relevant policies (please
see the Ipsos Book of Policies and Procedures Chapter 7, which is applicable in that respect),
before the introduction of new methods of data processing, particular new IT systems or
research approaches, technical or organisational measures to protect Personal Data must be
defined and implemented. These measures must be based on the state of the art, the risk of
processing and the need to protect the data. This information will also be required for the
relevant DPIA.
These technical and organisational measures should be agreed in consultation with the
relevant Information Security Officer and DPO. The technical and organisational measures for
protecting Personal Data are part of the Corporate Information Security management and must
be adjusted continuously to technical development and advancement as well as organisational
changes.
As a minimum, Ipsos will process all Personal Data it holds in accordance with its Security
Policy and take appropriate security measures against unlawful or unauthorised processing of
Personal Data, and against the accidental loss of, or damage to, Personal Data.
13. Data Protection Audit
Compliance with this Data Protection Policy and the applicable data protection laws is checked
regularly with data protection audits and other controls. The performance of these controls is
the responsibility of the CPO, the DPO’s, Internal Audit and/or externally hired auditors.
Various Ipsos clients also have audit rights under their agreements with Ipsos. The results of
all data protection audits must be reported to the CPO and Head of Compliance. On request,
the results of data protection audits will be made available to the responsible data protection
authorities.
14. Data Protection Incidents
All employees must inform their DPO or the CPO immediately about cases of violations of this
Data Protection Policy or other regulations on the protection of Personal Data, in accordance
with the Personal Data Breach Management Procedure which can also be found in Section 8
of the Ipsos Book of Policies and Procedures. Any failure to address serious failings under
this Policy can also be reported under the Ipsos Whistle-blowing system.
By way of example only, in case of:
- improper transmission of Personal Data to 3rd parties;
- improper transmission of Personal Data across borders;
- improper access, including by third parties, to Personal Data, or
- loss of Personal Data (including then becoming public due to internal failures).
a data protection breach notification must be made immediately to ensure that a) any reporting
duties in respect of Data Subjects, as well as data protection authorities under national law can be complied with, b) any affected client can be informed and c) any stakeholder
communication can be managed. Any Data Protection breach will also constitute an
information security incident under the IT Incident Management policy.
15. Responsibilities and Sanctions
15.1. Management
The executive bodies of the respective Ipsos Group companies are responsible for data
processing in their area of responsibility. Therefore, they are required to ensure that not only
the requirements under national law but also those contained in this Data Protection Policy are
met (e.g. national reporting duties).
Management is responsible for ensuring that organisational, HR and technical measures are
in place so that any data processing is carried out in accordance with these data protection
requirements.
Compliance with these requirements is also the responsibility of the relevant employees.
If official agencies conduct data protection audits, the CPO must be informed immediately.
The relevant Ipsos country management must inform the CPO as to the name of the DPO.
Improper processing of Personal Data, or other violations of the data protection laws, can be
criminally prosecuted in many countries and result in claims for compensation of damage. In
addition, violations for which individual employees are responsible can lead to sanctions under
employment law.
15.2. Data Protection Officers
The DPO’s are the internal and external contact persons in country for data protection. They
can perform checks and must familiarise the employees with the contents of this Data
Protection Policy and applicable legislation. The relevant management is required to assist the
DPO’s with their efforts. The main tasks of the DPO are:
-
To inform and advise the organisation and its employees about their obligations to
comply with the applicable data protection laws and this Data Protection Policy. This
task will be supported and guided by Group and through the network of DPOs under
the leadership of the CPO and training.
-
To monitor compliance with the data protection laws, including managing internal data
protection activities, advise (not to conduct) on data protection impact assessments;
train staff and conduct internal audits. This will be supported and guided by Group.
Audits, other than spot checks, should be co-ordinated with the Group internal audit
function.
-
To provide advice concerning DPIAs. Under the DPIA a processor, the advice of the
responsible it DPO has to be sought and considered as part of the assessments to be
made in the DPIA.
-
To be the first point of contact for supervisory authorities and for individuals whose data
is processed (employees, customers etc.).
Within each Ipsos country, the DPO will have:
-
To report to the highest management level of the Ipsos country organisation – i.e. to
local management board level or member.
-
To operate independently of professional orders, and is not dismissed or penalised for
performing their task.
-
To be provided with adequate resources to enable the DPO to meet their obligations
under the applicable data protection laws and this Data Protection Policy.
The Data Protection Officers shall promptly inform the CPO of any data protection risks.
15.3. Global Chief Privacy Officer
The Global Chief Privacy Officer (“CPO”), being internally independent of professional orders,
works towards the compliance with national and international data protection rules. He/she is
responsible for this Data Protection Policy and supervises its compliance.
Any Data Subject may approach the CPO or the relevant DPO at any time to raise concerns,
ask questions, request information or make complaints relating to data protection or data
security issues. If requested, concerns and complaints will be handled confidentially.
If the relevant DPO cannot resolve a complaint or remedy a breach of the Data Protection
Policy, the CPO must be consulted immediately. Decisions by the CPO to remedy data
protection breaches must be upheld by the management of the company in question. Enquiries
by supervisory authorities must always be reported to the CPO.
16. Derogation
In exceptional cases, it may be possible to obtain a derogation from this Policy, prior to any
intended processing of the Personal Data affected. Any such derogation may only be granted
following a full DPIA to establish and assess the risks to any affected Data Subject, legal risks
and reputational impact and is subject to approval by the Ipsos President Support Services.
17. Glossary
Various expressions below have furthermore detailed definitions which can be accessed by
following the links. Relevant cases are indicated by headings in italics.
Data Controller/Controller/Joint Controller
This is the person or organisation which determines the purposes for and the manner in which
any Personal Data is processed. It is responsible for establishing practices and policies in line
with the applicable legal requirements.
In most cases where Ipsos is receiving sample from client, it will be joint controller of the data
collected. This extends to the data we collected, even where we have assured the respondents
of the confidentiality of their answers. The responsibilities and obligations of the joint controllers
have to be documented and clarified in a written agreement.
Some jurisdictions use other expressions for the same concept, like Responsible Person,
Organisation, Operator1 etc.
Data Users
These are those of our employees whose work involves processing Personal Data. Data users
must protect the data and Personal Data they handle in accordance with this Policy and any
applicable data security procedures at all times.
Data processor or Processor
This is the person or organisation that is not a Data User that processes Personal Data on
behalf and on instructions of the Controller. Employees of data controllers are excluded from
this definition, but it includes suppliers which handle Personal Data. Ipsos will variously be a
Controller (e.g. in respect of our panellists or ad-hoc sample Ipsos recruits for a survey) or a
Processor (e.g. in respect of sample provided by clients). Some jurisdictions use other
expressions for the same concept, like Third Party, Intermediary, Operator etc.
Data Subjects
For the purpose of this Policy include all living individuals about whom an Ipsos Company hold
Personal Data. A Data Subject need not be a country’s national or resident. All Data Subjects
have legal rights in relation to their Personal Data.
Personal Data
The GDPR’s definition of Personal Data (GDPR Article 4 (1)) makes it clearer what Personal
Data are and shows that this must be widely interpreted:
"…any information relating to an identified or identifiable natural person ('data subject'); an identifiable
natural person is one who can be identified, directly or indirectly, in particular by reference to an identifier
such as a name, an identification number, location data, an online identifier or to one or more factors
specific to the physical, physiological, genetic, mental, economic, cultural or social identity of that natural
person".
It is important to note that all data about a Data Subject are Personal Data, not just the data identifying
him/her.
A natural person is a living individual and the GDPR itself does not apply to deceased individuals.
However, individual member states may provide for rules concerning the processing of Personal Data
even in respect of deceased persons.
Information about a company will not constitute Personal Data.
It is not always possible to determine with absolute certainty, whether an individual item of information
would constitute Personal Data. It will be necessary to look the overall information held about the person
in question or the means reasonably likely to be used to identify a person. With the ever improving
technological means, more data will become Personal Data.
Processing
Processing generally is any activity that involves use of the data. More specifically in relation to data
protection it is any operation or set of operations which is performed on Personal Data or on sets of
Personal Data. It includes collecting, organisation, structuring, storing, adapting or altering, obtaining,
recording, holding organising, amending, retrieving, using, disclosing, erasing or destroying Personal
Data. Processing also includes transferring Personal Data or accessing them, irrespective from where
this might be.
Special categories of data (p/k/a personal sensitive data)
“Special categories of Personal Data” is the new expression used in the GDPR and was
previously referred to as “sensitive data”. This is now defined in Article 9 GDPR as data
concerning the:
racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
membership, genetic data [see below], biometric data [see below] for the purpose of uniquely
identifying a natural person, data concerning health [see below] or data concerning a natural
person's sex life or sexual orientation.
For some of these expressions more detailed definitions have been provided in the GDPR:
‘genetic data’ means Personal Data relating to the inherited or acquired genetic characteristics
of a natural person which give unique information about the physiology or the health of that
natural person and which result, in particular, from an analysis of a biological sample from the
natural person in question;
‘biometric data’ means Personal Data resulting from specific technical processing relating to
the physical, physiological or behavioural characteristics of a natural person, which allow or
confirm the unique identification of that natural person, such as facial images or dactyloscopic
data;
‘data concerning health’ means Personal Data related to the physical or mental health of a
natural person, including the provision of health care services, which reveal information about
his or her health status;
Anonymous Data
This has been defined as information which does not relate to an identified or identifiable
natural person or to Personal Data rendered anonymous in such a manner that the Data
Subject is not or no longer identifiable (GDPR Recital 26). This must be distinguished from
data which, together with the use of additional information (e.g. a key), could be used to identify
a natural person, then the data were merely pseudonymised.
Pseudonymised data still fall under the definition of Personal Data and full GDPR principles
and requirements will still apply to them.
Pseudonymisation
Pseudonymisation means the processing of Personal Data in such a manner that the Personal
Data can no longer be attributed to a specific Data Subject without the use of additional
information, provided that such additional information is kept separately and is subject to
technical and organisational measures to ensure that the Personal Data are not attributed to
an identified or identifiable natural person. (GDPR Article 4(5))
Pseudonymous data refers to a data from which identifiers in a set of information are replaced
with artificial identifiers, or pseudonyms, that are held separately and subject to technical
safeguards. Pseudonymised data remain Personal Data and therefore all other data protection
requirements continue to apply to them!!
PII or Personally Identifiable Information
This term derives from US privacy legislation. It only covers a narrow element of Personal Data as it is
focused on those data identifying a Data Subject, whereas Personal Data applies to all data relating to
data subject. The use of the expression PII in the context of this Policy has to be avoided, as it otherwise
negatively impacts on our obligation to demonstrate compliance.
PHI or Protected Health Information
This term also derives from US privacy legislation, in particular HIPAA in the US. Although from a
practical perspective applicable to Ipsos's day-to-day working the expressions special categories of
Personal Data and PHI should be treated as synonymous, the use of PHI in the context of this Policy
should be avoided.
The main issue to be considered is, that a certain Personal Data that would fall under the legal definition
of PHI, under GDPR would constitute Personal Data rather than special categories of data. For
example, HIPPA would consider all information in a dataset that were to contain the name and sexual orientation as PHI, whereas the GDPR would only consider the sexual orientation to be part of the
special categories of Personal Data.
PSI or Personal Sensitive Information
This expression is now outdated, having derived from previous legislation. This is largely synonymous
with “special categories of Personal Data”, and this latter expression should be used. Regulators will
expect Ipsos to use the correct terminology to demonstrate our compliance as part of our accountability
obligation.